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A new concept: air transport operations that are not air transport operations

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Old 6th Feb 2023, 00:57
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A new concept: air transport operations that are not air transport operations

For a range of reasons, I now have little choice but occasionally to try to make sense of the complex, convoluted Heath Robinson contraption that CASA continues to devise, while the regulatory ‘reform’ program drifts on forever. Up until recently, I’ve been lucky enough to be generally able to avoid having to lift the lid on the mess. (A while ago I had no choice but to look at Part 175 – a world-leading example of bureaucratic overreach which treats every aerodrome and HLS as if its YSSY, EGLL KLAX or KJFK – and CASR Part 138 and its MOS – strong contenders as the worst in a field of regulatory dross.)

Sadly – but unsurprisingly, given my reasons for ceasing decades ago to listen to the lies told by CASA about regulatory ‘reform’ – the mess disguises some silly, sly and incomprehensible outcomes. You can look at the detail of what I’ve written to CASA, copied in the next post, if you want the tedious detail of the latest discovery I’ve made. In case that might result in you losing the will to live, here’s the summary.

The Summary

Although your flight may not be an air transport operation, it could still be an Australian air transport operation.

Down the rabbit hole to Wonderland…

There’s a definition of ‘air transport operation’ in the CASR Dictionary. You’d think that if your operation did not fall within that definition, your operation could never be any kind of ‘air transport operation’ for the purposes of CASR. That would be a logical and reasonable conclusion. But you’d be wrong.

CASR 119.010(1)(e) purports to give CASA power to prescribe, in the Part 119 MOS, any operation of any aeroplane or rotorcraft, with the outcome being that the operation becomes an ‘Australian air transport operation’ even if the operation is not an ‘air transport operation’ as defined in the CASR Dictionary (and, get this: even if the aircraft or its operator or its location have no connection with Australia).

For example, flights that are ‘cost-sharing’ flights as defined in the CASR Dictionary are excluded from the definition of ‘passenger transport operation’ in the CASR Dictionary and, in turn, outside the scope of the definition of ‘air transport operation’ in the CASR Dictionary. So you’d think that your ‘cost-sharing’ flight couldn’t possibly be an ‘Australian air transport operation’ for the purposes of the regulations, thus requiring at least an AOC. But…

If there’s a sentence buried in the Part 119 MOS prescribing ‘cost-sharing’ flights as operations for the purposes of CASR 119.010(1)(e), the result is that ‘cost-sharing’ flights become an ‘Australian air transport operation’ even though they are not an ‘air transport operation’. Do not try to make sense of that. It will break your brain.

As a private pilot you would of course think to check the content of the Part 119 MOS to find out whether Part 119 applies to your flight, wouldn’t you? You of course understand that even though the prescription of operations in a MOS made under a Part of CASR, to which operations that Part will purportedly apply as the consequence of that prescription, is neither a standard nor a technical requirement, it would still be prudent for you to look in a MOS to find out whether a Part of CASR applies to your flight.

Why this stuff happens

This is a typical product of complicators who simply cannot conceive of regulatory regimes that define the goal posts, the size of the playing field and rules of the game and leave it at that, so that those who want to play the game have certainty for the future and can plan and practise accordingly. These complicators cannot resist including mechanisms to allow them to fiddle with the goal posts, the size of the playing field and the rules of the game on the basis of their strongly-held opinions from time to time, via the easiest way practicable. (Some of these mechanisms also provide scope for opaque favouritism, conferral of commercial advantages and increased risks to safety – the mechanism for approval of what are given the Orwellian description ‘minor variations’ in the fatigue rules is an example. Of course everyone, including the travelling public, knows the details of all approvals CASA has granted for ‘minor variations’ from the fatigue rules, don’t we?)

This is what happens when a regulator is left to run the process which produces the rules which determine so much of the detail of the regulator’s own role and powers in the rules. CASA: QED.

These mechanisms are almost invariably the last item on a list of provisions which, but for that item, provides clarity and certainty on the face of the rules. I’ve been there: Some ‘technical experts’ look at a draft rule, which provides objective certainty on its face, and say they should still be able to get around all of that and make up what they want when they feel like fiddling with it. After all: they have been put in a position of authority and, therefore, their strongly-held opinions must be better than everyone else’s. (CASA Avmed are ‘thought leaders’ on this attitude.)

Have a look at CASR 119.010(1) to see what I mean. But for para (e), everyone would be able to tell, on the face of CASR 119.010(1) itself, that if your operation is not an ‘air transport operation’ in the first place, it can never be an ‘Australian air transport operation’. And that makes intuitive sense. Rules that make intuitive sense on their face are much, much better than ones that don’t.

But because of para (e), an ‘Australian air transport operation’ can include any aeroplane or rotorcraft operation that CASA plucks out of its nether regions and plonks into the Part 119 MOS when CASA feels like it. That which you thought was black can actually be white.

This is not safety through simplicity. This is confusion through convoluted complexity.

There’ll be a bunch of dissembling sophistry around consultation and potential disallowance of proposed MOS provisions that do this, but we know how that works in reality and the: “These are made by the Governor-General, not CASA” smoke and mirrors trick does not work for a MOS. The provision goes in – it’s about the safety of air navigation, dontcha know – and the damage is done unless there’s sufficient energy to lobby then political nous and courage to get the provision disallowed. If there is really a burning safety imperative for some operation to be covered by Part 119, then amend Part 119 or the CASR Dictionary definitions so that it is clear, on the face of CASR, that the operations are covered. You’d think, though, an amendment should be unnecessary after a couple of decades developing this regulatory masterpiece.
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Old 6th Feb 2023, 01:02
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The Tedious Detail

I wrote to CASA’s ‘Regulatory Guidance Centre’ in the following terms today:

Background

CASR 119.010 is headed Definition of Australian air transport operation. Subregulation (1) says:

(1) An operation is an Australian air transport operation if the operation is any of the following:

(a) an air transport operation conducted by an Australian operator using a registered aeroplane or rotorcraft;

(b) an air transport operation:

(i) that is a flight into or out of Australian territory or an operation in Australian territory; and

(ii) that is conducted by an Australian operator using an aeroplane or rotorcraft that is a foreign registered aircraft;

(c) an air transport operation:

(i) that is conducted by an Australian operator using an aeroplane or rotorcraft; and

(ii) that is provided for under the ANZA mutual recognition agreements;

(d) an air transport operation conducted by a foreign operator:

(i) using an aeroplane or rotorcraft that is a foreign registered aircraft; and

(ii) undertaken wholly within Australia; and

(iii) not undertaken as part of a flight into or out of Australian territory;

(e) an operation, conducted using an aeroplane or rotorcraft, of a kind prescribed by the Part 119 Manual of Standards for the purposes of this paragraph.


I note that each of paragraphs (a), (b), (c) and (d) commences with “an air transport operation”. The term “air transport operation” is defined in Part 2 of the CASR Dictionary. Accordingly, it seems to me that an operation cannot fall within the scope of any of those paragraphs unless the operation is at least an “air transport operation” as defined in Part 2 of the CASR Dictionary.

In contrast, paragraph (e) commences with “an operation”. Therefore, it seems to me that on its face in isolation, paragraph (e) purports to authorise the prescription, in the Part 119 MOS, of any operation conducted using an aeroplane or rotorcraft, even if the operation does not fall within the scope of the CASR definition of “air transport operation”, such that the operation becomes an “Australian air transport operation”.

(Even further, all paragraphs other than (e) include criteria relating to the nationality or geographical location of the aeroplane or rotorcraft, or its operator, engaged in the air transport operation. Those criteria seem to me to go to the “Australian” element of “Australian air transport operation”. Therefore, on its face in isolation, paragraph (e) seems to me to purportedly authorise the prescription, in the Part 119 MOS, of any operation conducted using an aeroplane or rotorcraft, even if the aeroplane or rotorcraft is neither Australian nor operated by an Australian operator nor operated wholly within Australia, with the outcome being that the operation becomes an “Australian air transport operation”.)

In short, CASR 119.010(1)(e) seems to me on its face to authorise CASA to turn any operation of any aeroplane or rotorcraft into an “Australian air transport operation” even if it is not an air transport operation as defined in CASR (and even if it has no connection with Australia). CASA appears to be able to do that by putting a sentence into the Part 119 MOS.

The outcome is that “black” can mean “white”.

Questions

Question 1: In CASA’s opinion, does CASR 119.010(1)(e) authorise the prescription, in the Part 119 MOS, of an operation which is not an “air transport operation” as defined in the CASR Dictionary, such that the operation becomes an “Australian air transport operation” subject to Part 119 and, potentially, Part 121? For simplicity, assume the operation is one using an Australian registered aeroplane. Please note: This is a closed question.

Question 2: If the answer to Question 1 is yes, does CASA consider that it has power in principle to, for example, prescribe “cost-sharing” flights as defined in the CASR Dictionary (and which are therefore flights excluded from the definition of “passenger transport operation” and in turn outside the scope of the definition of “air transport operation”) as operations for the purposes of CASR 119.010(1)(e), with the result that “cost-sharing” flights become an “Australian air transport operation”? For simplicity, assume the operation is one using an Australian registered aeroplane. Please note: This is a closed question.

Question 3: Is CASA confident that prescription in a MOS subordinate to CASR is a lawful way of in effect reversing the way in which the regulations operate on their face by, for example, turning an operation that is not an air transport operation as defined in the CASR Dictionary into an Australian air transport operation?

Comment:Manuals of Standards are supposed to contain standards and technical requirements. Prescription of operations in a MOS subordinate to a Part of CASR, to which operations that Part will purportedly apply as the consequence of that prescription, is neither a standard nor a technical requirement. It effectively operates as an application provision for the some of the regulations.

Question 4: Assuming CASA is confident in terms of question 3, does CASA comprehend the confusion that is caused when the outcomes produced by definitions applied on the face of the operative regulations can in effect be altered by sentences buried in Manuals of Standards?

Comments: The results in the example I raised include that a person proposing to engage in a “cost-sharing” flight as defined in the CASR Dictionary will reasonably assume, and correctly assume, that the flight will not be an “air transport operation” as defined in the CASR Dictionary. That person would also reasonably assume, but perhaps incorrectly assume, that the holder of a PPL may lawfully be the PIC of that flight and the flight does not have to be authorised by an AOC. But it appears the person should also somehow know that they need to look at the Part 119 MOS to find out whether their flight which is not an air transport operation is nonetheless an Australian air transport operation which must be authorised at least by an AOC.
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Old 6th Feb 2023, 01:28
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I think this is aimed at the proposed Google / Uber type passenger drones.

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Old 6th Feb 2023, 02:25
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Clinton,

Your post has some assumptions within it.
1. You assume that whoever writes the stuff in one area of the CASRs has a working knowledge of the other CASRs;
2. That CASA would distribute changes widely within CASA, for comment, before publishing; and,
3. That the author of the CASR has expertise in the subjects about which they write.

My own experience within CASA, admittedly only four years, is that none of the above are necessarily true.;
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Old 6th Feb 2023, 03:24
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Originally Posted by Old Akro
I think this is aimed at the proposed Google / Uber type passenger drones.
That may be true (I don’t suggest you made it up, OA) but that’s not what the words say. As you will understand, the scope of the prescription power is determined by the meaning of the words, not the subjective intent of whoever gave instructions for (e) to be included. But in any event…

If those proposed “Google / Uber type passenger drones” fall within the scope of the definition of “aeroplane” or “rotorcraft”, it follows that the existing definitions, including the definition of ‘air transport operation’ will cover them and para (e) is unnecessary. (There may be a need to fiddle with the word “registered” in the other paras, but that would at least keep 119.010 intuitive on its face.)

If, instead, those “Google / Uber type passenger drones” do not fall within the scope of the definition of “aeroplane” or “rotorcraft”, it follows that para (e) cannot be used to prescribe them.

Either way, (e) is not a good idea, even it’s lawful to use a MOS to increase the scope of the operations to which the CASRs, under which the MOS is made, apply.

Geoff: I can count on the fingers of one finger the number of people I am confident have a working knowledge of the CASRs (which in turn needs a working knowledge of the CARs and the Act and the exemptions and the other instruments…).
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Old 6th Feb 2023, 05:07
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Let’s not forget the crucial safety issue / s that has been prevented by:

119.245 Retention periods for flight related documents.
119.250 Retention periods for other flight related documents.

I see it has been incredibly unsafe for operators not to keep copies of the weather and NOTAMs for three months after a flight, and a copy of the journey log for six months after the flight.

Really pleased to see that CASA have sorted this, and made it a criminal offence not to comply.



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Old 6th Feb 2023, 13:28
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I have heard that CASA, or the human employed by us in CASA, may write a perfectly fine and workable bit of legislation.
However, it then goes though other departments that have no idea about aviation to make it conform with legalese.
One titbit was that one does not write legislation unless a penalty can be applied to it.

Therefore something sensible, easily understood and not open to interpretation could be turned into a can of worms.


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Old 6th Feb 2023, 18:37
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Originally Posted by 601
I have heard that CASA, or the human employed by us in CASA, may write a perfectly fine and workable bit of legislation.
However, it then goes though other departments that have no idea about aviation to make it conform with legalese.
One titbit was that one does not write legislation unless a penalty can be applied to it.

Therefore something sensible, easily understood and not open to interpretation could be turned into a can of worms.
The Office of Parliamentary Counsel (OPC) - the federal government’s drafting lawyers are the people who turn the perfectly easy reading and understandable regulations that are drafted by CASA SMEs, into the legal verbiage that most normal people cannot understand unless they have done a law degree…


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Old 6th Feb 2023, 20:16
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OPC

Not a lawyer but worked in and around, and socialised with, OPC lawyers for many years.

Heard many a tale of simple ideas being 'impossible' to articulate because of conflicts with existing law / legal precedent and the competing interests of interested parties. Result: legislation that no-one was happy with.

If you really want to see complexity, try reading the Social Security or Income Tax Assessment Acts.
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Old 6th Feb 2023, 22:33
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No legislative drafter in CASA or OPC made the unilateral decision to add paragraph (e) to CASR 119.010(1). And CASR 119.010(1) is “perfectly easy reading and understandable” on its face. Is anyone confused by what it says?

The convoluted complexity is created by what paragraph (e) purports to do and the way it does it in the context of the rest of the regulations. You now have to look at two places – the CASR Dictionary and the Part 119 MOS – to work out whether your aeroplane or rotorcraft operation is an Australian air transport operation as defined in CASR 119.010. And putting sentences in a MOS is much easier for CASA to do than getting a change to the regulations.

Someone instructed the drafters to add a provision to the effect of paragraph (e) because that someone reckoned it would be a ‘good idea’ for CASA to have the power to expand the scope of the application of Part 119 at any time, by simply putting sentences in the Part 119 MOS. That ‘someone’ and many others have been left to their own devices in CASA for decades and encouraged to continuously build a regulatory regime that includes these kinds of mechanisms that enable them to, in effect, change the rules to implement their strongly-held opinions about what the safety of navigation requires from time to time. It’s also why the rules require so many certificates and licences and permissions and approvals and exemptions and so on, with the consequential unavoidable interactions with the regulator (and, of course, the payment of a fee).

This outcome is completely unsurprising when a regulator is left to run the process that produces most of the rules which determine so much of the regulator’s own powers in the rules. Great from the regulator’s perspective; not so great from the powerless regulated’s perspective nor – and let me be naively quaint – a rule of law perspective. What are the rules of the game, the dimensions of the field and the position of the goal posts for powerless aviation participants next year? Whatever the regulator decides.

[OPC] are the people who turn the perfectly easy reading and understandable regulations that are drafted by CASA SMEs, into the legal verbiage that most normal people cannot understand unless they have done a law degree…
With respect, Duck, one merely needs to read various threads in this forum to see that lots of people struggle with written English. But let’s assume these SMEs are good at written English.

I’m sure that, in their mind, these SMEs wrote “perfectly easy reading and understandable regulations”. And they may well have been, in isolation from the whole of the rules into which they are going to plonked (though I must say that my invariable experience, when discussing these kinds of drafts with SMEs, is that a few ‘what if’s?’ and ‘did you really mean that’s?’ and ‘you realise that that word is defined to mean’s?’ resulted in lots of brow furrowing and revision). But the fact is that no bunch of words is a law in isolation.

Last edited by Clinton McKenzie; 6th Feb 2023 at 22:47.
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Old 7th Feb 2023, 02:46
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Someone instructed the drafters to add a provision to the effect of paragraph (e) because that someone reckoned it would be a ‘good idea’ for CASA to have the power to expand the scope of the application of Part 119 at any time, by simply putting sentences in the Part 119 MOS.
What you have described, is affectionately known within CASA Standards as, 'a hook'. Yes, its deliberate.
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Old 7th Feb 2023, 03:44
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Indeed, alpha. I have another name for it, but I shouldn't print it.
One titbit was that one does not write legislation unless a penalty can be applied to it.
Yes, that's a common furphy that's circulated.

There's plenty of legislation that contains no provision dealing with the consequences of a person's failure to comply with the person's obligations imposed by the legislation. Many of the aviation regulations should only have an administrative consequence for breach rather than a criminal consequence as well. The primary reasons for the aviation regulations being a confetti shower of strict liability offences are not that the imposition of strict liability is consistent with the AGD Guide to Framing Commonwealth Offences, Civil Penalties and Enforcement Powers.
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Old 7th Feb 2023, 10:27
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....and given the lacklustre terms of reference, released today, of the forthcoming white paper, the Governments collective vision of Aviation, in all its forms, is that it is a necessary evil.

Do not expect any relief.
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Old 7th Feb 2023, 12:51
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Everyone to their own opinion 😀😀😀
However I speak from experience having spent 2 years as a Standards Officer with CASA drafting Parts 91 and 135.

Clint,
With regards to the SMEs and written English, I certainly know how to write and interpret legislation!



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Old 7th Feb 2023, 19:08
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Duck pilot:
With regards to the SMEs and written English, I certainly know how to write and interpret legislation!
Dear Duck, with the greatest respect, you have just underlined Clinton's assertion.

I'm sure you are correct - you do know how to write and interpret legislation. However Sir, there is just one problem; YOU aren't the one that has to interpret what you have written! Someone else may not have the same verbal IQ as you do, nor the easy familiarity with the regulations and definitions you employ. This is a well known problem encapsulated in the old help desk joke: "The user rang and said he couldn't find the ANY key".

Toyota has its service manuals written by 16 year old apprentices to avoid the inherent familiarity people bring to the job.

I cannot think of a single reg. that doesn't have a debatable word somewhere in it.
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Old 8th Feb 2023, 00:07
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Originally Posted by Duck Pilot
Everyone to their own opinion 😀😀😀
However I speak from experience having spent 2 years as a Standards Officer with CASA drafting Parts 91 and 135.

Clint,
With regards to the SMEs and written English, I certainly know how to write and interpret legislation!
If you’ve been able to get a legislative drafter to cut and paste provisions you've drafted - i.e. verbatim - into legislation, you’re not a Duck: you’re a Unicorn! (I say that with genuine respect and to be humorous, not dismissive, Duck.)

Slight drift from the central subject of this thread, but relevant to Sunfish’s point about debatable words, you’ll see from the thread about the 182 at YPOK, I asked CASA about the meaning of the operational requirement applicable to VFR operations at or below the higher of 3,000’ AMSL and 1,000’ AGL in G. The words of the requirement are in the Table 2.07(3) of the Part 91 MOS. The words are:
Aircraft must be operated in sight of ground or water
The answer given was:
When operating below 1000ft AGL or 3000ft AMSL (whichever is higher), the aircraft must be operated in sight of ground or water, and the pilot must be able to physically see ground or water. This is illustrated in Table 2.07 (3) of the Part 91 MOS.

If something is in sight or within sight, you can see it. If it is out of sight, you can't see it. To apply this rule you must be able to actually see the ground or water.
Let’s set aside the silliness of saying that something is “illustrated” in a MOS. The substance of the question is what the words in the MOS require, legally.

As to that substance, according to CASA, these words:
Aircraft must be operated in sight of ground or water
mean, in part or whole, that:
The pilot must be able to physically see ground or water
My immediate reaction to that was: “Well then, why not just say that in the rules (minus the split infinitive)?”

The reason that is important is, as can be seen in the thread about the 182 at YPOK, very experienced people are saying bollocks! to CASA’s answer. I'm "able" to physically see ground or water, in the sense that I'm capable of seeing it, but I'm not actually seeing it at the moment because it's not illuminated! (so the argument goes). Maybe CASA meant that the pilot must perceive, with their eyesight, ground or water when the pilot looks outside the cockpit. Not is able to see, but does see. So here we are, in 2023, still debating the substance of rules that have been around for many, many decades.

(This dubious statement in CASA’s response didn’t help its cause:
The only time a NVFR flight would be operating lower than 3000ft AMSL or 1000ft AGL would be in accordance with subregulation 91.277(3) of CASR - taking off or landing or within the NVFR circling area of an aerodrome (within 3NM). At any other time, the aircraft must be at or above the NVFR LSALT in accordance with subregulation 91.277(2) - 1000 feet above the highest obstacle within 10NM of the aircraft. This height will always be above 1000ft AGL.
That height might always be above 1,000 AGL, but it won’t always be above 3,000 AMSL. It’s lawful to cruise at 2,500’ AMSL Night VFR (provided you’re above 1,000’ AGL). By my maths, 2,500’ AMSL is below 3,000’ AMSL. If my maths are correct, this assertion is not true:
The only time a NVFR flight would be operating lower than 3000ft AMSL or 1000ft AGL would be in accordance with subregulation 91.277(3) of CASR - taking off or landing or within the NVFR circling area of an aerodrome (within 3NM).
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Old 8th Feb 2023, 11:31
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Interesting response Clinton - can you pls add it to that thread and I'll reply to it there. Keeps it in the one relevant place then.
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Old 8th Feb 2023, 19:08
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I posted CASA’s answers at #211 in the YPOK thread, cs.
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Old 9th Feb 2023, 08:56
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The Office of Parliamentary Counsel (OPC) - the federal government’s drafting lawyers are the people who turn the perfectly easy reading and understandable regulations that are drafted by CASA SMEs, into the legal verbiage that most normal people cannot understand unless they have done a law degree…
​​​​​​​Clinton, is this the case?
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Old 9th Feb 2023, 23:09
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Originally Posted by tossbag
Clinton, is this the case?
Of course it is. Why else do you think CASA felt the need to back-draft some of said legal verbiage into the Plain English Guides we all know and love?? (Which only add to the paperwork and confusion, I might add)
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